The following is an incomplete list of financial regulatory authorities by country. Afghanistan - Da Afghanistan Bank (DAB). Albania - Albanian Financial Supervisory Authority (FSA). Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB).
In the United States, the Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) and the member regulation...